Power, Government, Politics

Barry Hindess

To ask the question 'how do things happen?', Michel Foucault insists, is also 'to suggest that power as such does not exist' (1982, p. 217). The point of his comment is not to deny the reality of situations in which one individual or group exercises power over others but rather to caution against reification: that is, against the treatment of power as a capacity to impose one's will that some people (the powerful) possess in greater quantities than others. He goes on to claim that power over others should be seen as a matter of 'the total structure of actions brought to bear' (p. 220) on their behaviour. Thus, to adapt a well-known expression of the reified view of power, what happens when A gets 'B to do something that B would not otherwise do' (Dahl 1957, p. 204) is that A brings various actions to bear on B's conduct. To say, as Robert Dahl does, that 'A has power over B' is simply to claim that there is some connection between A's actions and B's response. The reference to A's power is not an explanation of the change in B's conduct; rather it serves as a convenient kind of short-hand, an alternative to describing what interactions take place between them.

Since social interaction is always a matter of acting on the actions of others, this nominalistic view of power suggests that power relations will often be relatively unproblematic. It also suggests that power is an ubiquitous component of social life and that there is therefore little of value to be said about the nature of power as such and in general. Nevertheless, in spite of this last point, there are some relatively stable configurations of power that Foucault chooses to write about at length: domination and the government of a state. Domination is a hierarchical relationship in which the margin of liberty of the subordinated parties is severely restricted. This is 'what we ordinarily call power' (1988, p. 12) and, in Foucault's view, it should be resisted: the problem, he suggests, is to establish conditions in which games of power can be played 'with a minimum of domination' (1988, p. 18). There are passages in his discussion of government in which he proposes a closely related politics of resistance, this time directed against the state. When he insists, in the closing section of his Tanner Lectures on Human Values, that liberation 'can only come from attacking ... political rationality's very roots' (1981, p. 254) his argument is clearly directed against the political rationality that, in his view, underlies the modern government of the state.

There are striking parallels, and equally striking contrasts, between Foucault's normative critiques of domination and government and the arguments of critical theory. Of more interest to the substantive analysis of politics, however, are his accounts of the emergence of the political rationality of government in the early modern period and the subsequent development of liberalism as a specific form of governmental reason. These accounts have inspired a substantial body of academic work, sometimes called the governmentality school, devoted to the study of government in the modern West.

This chapter begins by outlining the Foucaultian treatment of government, and of liberalism as a specific rationality of government, and considers its implications for the study of politics. It then moves on to show how this treatment must be adapted to take account, first, of the significance for government of what Max Weber calls 'politically oriented action', and, secondly, of authoritarian aspects of liberal political reason.

government

In contemporary political analysis the term 'government' is commonly used to denote what Aristotle calls 'the supreme authority in states' (1988, III, 1279a 27) a usage which suggests that government should be seen as emanating from a single centre of control B albeit one which may sometimes be divided, for example, between executive, legislature and judiciary, or between national and sub-national levels. However, it can also denote a kind of activity, in which case the term is applied more broadly. Thus Aristotle discusses 'the government of a wife and children and of a household' (ibid., 1278b 37-8), a form of rule which he distinguishes both from the government of a state and from the rule of a master over his slave. In yet another usage it refers to a rule that one exercises over oneself. Foucault insists that, while they may work on different kinds of materials, and accordingly face somewhat different problems, there is nevertheless a certain continuity between these diverse usages: they share an underlying concern to affect the conduct of the governed Thus, rather than act directly on the actions of individuals, government aims to do so indirectly by influencing the manner in which individuals regulate their own behaviour. Government, in this sense, is clearly a special case of power: while it is a matter of acting on the actions of others (or of oneself), the fact that it does so indirectly, through its influence on conduct, means that government involves an element of calculation that is not necessarily present in every exercise of power. Government differs from domination, another special case of power, in allowing the governed a certain margin of liberty in regulating their own behaviour, aiming to work primarily by influencing the manner in which they do so.

However, while he emphasises the continuity between these various forms of government, Foucault also insists on the distinctive character of the modern art of government B 'the particular form of governing which can be applied to the state as a whole' (1991, p. 91). We can see what is involved here by turning to another aspect of Aristotle's treatment of government: the claim that each form of government has its own proper purpose or telos. Thus, the government of a slave is 'exercised primarily with a view to the interest of the master' while the government of a household is 'exercised in the first instance for the good of the governed' (1988, 39, 34-7). In the case of the state, Aristotle maintains, the only true forms of government are those 'which have a regard to the common interest', the others being 'defective or perverted' (ibid., 1279a, 17-21).

The art of government, as Foucault describes it, takes up a version of this classical perspective by claiming that the state should be 'governed according to rational principles which are intrinsic to it' (1991, pp 96-7). Foucault insists that the normative claims of this art of government should be distinguished from two alternative perspectives: justification of rule in terms of a universal order laid down by God (and therefore not intrinsic to the state) and 'the problematic of the Prince', which is primarily concerned with 'the prince's ability to keep his principality' (ibid., p. 90). His point in making these distinctions is not to endorse the classical view of the purpose or telos of government B quite the contrary, as we have seen B but rather to present the modern government of the state as a systematic attempt to realise that purpose.

As he describes it, then, the art of government is not concerned primarily with the business of taking over the state, keeping it in one's possession or subordinating it to some external principle of legitimacy but rather with the work of conducting the affairs of the population in the interests of the whole. Government, in this sense, is not restricted to the work of the government and the agencies it controls. Much of it will also be performed by agencies of other kinds, by elements of what is now called civil society: churches, employers, financial institutions, legal and medical professionals, voluntary associations. The work of governing the state as a whole, then, extends far beyond the institutions of the state itself.

Perhaps the most influential aspect of Foucault's work on government has been his treatment of liberalism as a rationality of government. Liberalism is commonly regarded as a normative political theory that regards the maintenance of individual liberty as an end in itself and therefore as setting limits of principle to the objectives and means of action of government. Individual liberty is central to Foucault's account of liberalism too, but it is seen in a very different light. The crucial issue here concerns the governmental significance of the belief that members of the population to be governed are endowed with a capacity for autonomous, self-directing activity: what does that belief entail for the practical work of government? Foucault's account of liberalism focuses on the implication that government should aim to make use of this capacity, that the maintenance and promotion of suitable forms of individual liberty may be advantageous to the state itself.

A particularly significant illustration of this liberal perspective can be found in Adam Smith's The Wealth of Nations. Smith describes the aim of political economy as being 'to enrich both the people and the sovereign' (1976, p. 428) and he argues that this aim is best served by promoting the free activities of economic agents. This argument turns on a view of economic activity as a system of interaction in which the conduct of participants is regulated by prices for goods and labour that are themselves established by the free decisions of the participants themselves B in effect, by numerous individual decisions to buy or to sell, or to seek a better deal elsewhere. Since these prices are established within the system itself, this view suggests that external interference in economic interaction B by the state setting prices or minimum wages, for example B will reduce the efficiency of the system overall. Thus, when he examines the police regulation of economic activity or the workings of the mercantile system, Smith's aim is to show that they detract from the wealth of the nation overall.

Liberalism, as Foucault describes it, treats this image of the self-regulating market as a model for other aspects of society. Accordingly, it regards the populations of modern states as encompassing a variety of domains B the sphere of economic activity, the workings of civil society, the processes of population growth and so on B each one regulated, in large part, by the free decisions of individuals in the course of their interactions with others. This perception suggests that, once they have been securely established, these domains of free interaction will function most effectively if external interference is reduced to a minimum. Thus, rather than subject activity within these domains to detailed regulation by the state, liberal government will aim to establish and to maintain conditions under which the domains themselves will operate with beneficial effects for the well-being of the population and of the state itself. This liberal view, in turn, implies that effective government must be based on reliable knowledge of the processes and conditions that sustain these patterns of free interaction. It suggests, in other words, that liberal government will depend on the abstract and theoretical knowledge of social life provided by economics and the other social sciences.

Governmentality scholars have adapted this account of liberalism to the analysis of neo-liberal attempts to govern through the decisions of autonomous individuals. They have focused, in particular, on the governmental uses of individual choice and empowerment and on the more general promotion of market or quasi-market regimes as indirect means of government. To say that individual choice, personal empowerment and markets are widely employed as instruments of government is not to say that the freedom they offer is illusory B although it may sometimes be extremely limited B but it is to insist that individual liberty cannot be seen simply as a limit to the reach of government. In fact, as the market model suggests, the use of individual liberty as a means of governing the population must rely not only on regulation by the state but also on the existence of suitable patterns of individual conduct and on the regulation of that conduct by others. Neo-liberal government, on this view, will be particularly dependent on the expertise of psychiatrists, counsellors, financial advisers and the like, all of whom assist their clients to develop appropriate ways of conducting their own affairs, and, at another level, on the efforts of economists and others to extend the model of market interaction to the analysis of all areas of human activity.

politics and government

To see what this account of the government of the state contributes to our understanding of politics we have only to observe that 'politics', 'political' and other such terms frequently refer precisely to the work of government. Foucault adopts this usage throughout his discussions of government and its rationalities, and it is characteristic also of the governmentality literature. I have already noted, for example, that the critique of political reason which Foucault develops in his Tanner Lectures (Foucault 1981) is in fact directed against the art of government outlined above: against a political reason that concerns itself with the government of the state and with recruiting other forms of government, especially the government of oneself, to its own purposes. (This last feature of political reason is the central focus of Foucault's normative critique.) He is careful, as we have seen, to distinguish this rationality of the government of a state from understandings of government that are not political in this specific sense B from those whose telos is derived, for example, from the interests of spiritual or secular powers.

Thus, the Foucaultian analysis of government is itself a contribution to the understanding of an important kind of politics: one that aims to govern the population of a state in the interests of the whole. Similarly, the Foucaultian accounts of liberal and neo-liberal government contribute to the understanding of influential contemporary versions of this politics: versions that aim to govern as far as possible by promoting certain forms of freedom and arranging conditions so that the resulting activity furthers the common good. Perhaps the most significant contribution of this literature has been its careful exploration of the ways in which this governmental politics extends beyond state agencies to make use of practices of individual self-government and of diverse elements of civil society.

Nevertheless, there are many aspects of politics which this powerful analysis of government simply fails to address. One is the politics of resistance that Foucault invokes in his normative critiques of domination and political reason. For our purposes, however, the more important silences of the governmentality literature concern, first, the politically oriented activity that Max Weber describes in the first section of Economy and Society and, secondly, authoritarian aspects of liberal government.

government and partisan politics

Weber describes action as being politically oriented if:

it aims at exerting influence on the government of a political organisation; especially at the appropriation, redistribution or allocation of the powers of government. (Weber, 1978: 55)

Action may be 'politically oriented' without participating in the work of government itself. Where the focus of Foucault's 'political reason' is on the overall pursuit of the interests and the welfare of the state and the population ruled by the state, that of Weber's 'politically oriented action' is on the partisan activities of parties, pressure groups and social movements and, of course, of individuals or factions within them. Politically oriented action could well be motivated by religious doctrine or the problematic of the Prince, both of which Foucault distinguishes from the political concerns of the art of government.

In fact, while politically oriented activity may not be directly governmental, the problem of how to deal with it has always been one of the central concerns of the art of government. Its failure to consider the governmental implications of such activity is one of the more serious limitations of the Foucaultian treatment of government. We can begin our discussion of this point by observing that the scope for a certain kind of partisanship is already inscribed in the classical view of the purpose or telos of government B a view which the modern art of government also adopts. Far from preventing partisanship, the identification of this telos with the common interest (or some equivalent) serves rather to establish the terms in which partisan dispute will be conducted. Thus, in a pattern that will be familiar to political activists of all persuasions, the common interest and more particular, sectional interests are thought to be quite distinct and yet are frequently confused: invocation of the one becomes a standard means of promoting the other and an opponent's appeal to the common interest is readily seen as just another sectional manoeuvre.

While the conduct of partisan dispute in such terms will be present under any form of government, we should expect it to flourish where the freedom of members of the subject population is promoted by the predominant rationality of government. David Hume notes, for example, that partisan groups are

plants which grow most plentifully in the richest soil; and though absolute governments be not wholly free from them, it must be confessed, that they rise more easily, and propagate themselves faster in free governments, where they always infect the legislature itself, which alone could be able, by the steady application of rewards and punishments, to eradicate them. (Hume, 1987: 55-6)

The most notable feature of this passage is its view of partisan politics as a damaging infection. This fear of what partisanship might do to government has been a long-standing feature of governmental reason but, as Hume's comment indicates, it is has a particular resonance for liberal and neo-liberal rationalities of government.

This point suggests that the characterisation of liberal and related rationalities of government in terms of their emphasis on governing through the decisions of autonomous individuals is seriously incomplete: they are also substantially concerned to defend the proper purposes of government from the impact of partisan politics. It is partly for this reason that secrecy and deliberate misdirection are so commonly employed by even the most liberal of governments. The neo-liberal push of recent decades has taken this defence further by corporatising and privatising various kinds of state activity, insulating central banks from political control and promoting the use of market or contractual relationships between and within government agencies and between those agencies and citizens.

At one level the aim of such devices is to minimise inducements for citizens to engage in politically oriented action by enabling them to pursue their concerns in other ways, notably through contract and the market: the promotion of certain kinds of individual autonomy also serves to inhibit political participation At another, it is to limit the partisan influence of parties, pressure groups and public officials by removing significant areas of public provision from the realm of political decision, and relying instead on suitably organised forms of market interaction. This, of course, is less a reduction in the overall scope of government than a change in the means by which government is exercised: a form of government that works through the administrative apparatuses of the state is displaced in favour of one that works on individuals and organisations through the disciplines imposed by their interactions with others in market and quasi-market regimes. Since this limited dismantling of the administrative apparatuses of the state is itself conducted by partisan politicians and their chosen advisers, those who are not persuaded by the neo-liberal case B and many of those who are B will see in this procedure ample scope for the pursuit of new forms of partisan advantage.

liberal authoritarianism

Authoritarian rule has always played a significant part of the government of states, even where liberal political reason has been influential. Nineteenth century Western states restricted the freedom of important sections of their own populations and some forcibly imposed their rule on substantial populations outside their own national borders. Even now, coercive and oppressive practices continue to play an important part in the government of Western societies: in the criminal justice system, the policing of inner-city areas and the urban poor, the provision of social services and, of course, the management of large public and private organisations. Elsewhere, in much of Latin America, parts of South-East Asia, Central and Eastern Europe, authoritarian rule has been used as an instrument of economic liberalisation.

What do these practices have to do with the liberal government of freedom? With few exceptions (notably Valverde 1996) contributors to the governmentality literature have seen the relationship between them as largely external. Thus, while Nikolas Rose (1999) observes that coercive and oppressive practices must now be justified on the liberal grounds of freedom, these practices play little part in his account of liberal government itself. Or again, Mitchell Dean (1999) insists that any attempt to govern through freedom will have to acknowledge that some people may just have to be governed in other ways. These accounts capture important aspects of liberal political reason, but the government of unfreedom is more central to its concerns than either would suggest.

We can see what is at issue here by returning to the significance for government of the belief that members of the population are naturally endowed with a capacity for autonomous, self-directing activity. One obvious implication seems to be that government should make use of this capacity, and the Foucaultian account of liberal and neo-liberal government has therefore focused on its deployment of individual liberty. In fact, the implications are rather more complex: individuals may be naturally endowed with a capacity for autonomous action but this does not mean that the capacity will always be fully realised. Modern political thought has generally taken the contrary view: that there are indeed contexts in which suitable habits of self-government have taken root, but many more in which they have not. Liberals have usually seen the realisation of this capacity for autonomous action in historical and developmental terms, suggesting that it will be well established amongst numerous adults only in relatively civilised communities; that extended periods of education and training are required if individuals are to develop the necessary habits of self-regulation; and that, even under favourable conditions, there will be those who cannot be relied on to conduct their affairs in a reasonable manner. They have argued that, where this capacity is not well developed, government simply cannot afford to work through the free decisions of individuals: children must be constrained by parental authority and uncivilised adults subjected to authoritarian rule. John Stuart Mill's comments on the people of India and other colonial dependencies provides a well-known example of this liberal perspective. Since they are not, in his view, 'sufficiently advanced ... to be fitted for representative government', they must be governed by the dominant country or its agents:

This mode of government is as legitimate as any other, if it is the one which in the existing state of civilization of the subject people, most facilitates their transition to a higher stage of improvement. (1977, p. 567)

Liberal political reason has been concerned with the subject peoples of imperial possessions as much as with the free inhabitants of Western states, with minors and adults judged to be incompetent as much as with autonomous individuals. Western colonial rule has now been displaced but its devlopmental perspective remains influential in the programs of economic and political development promoted by independent, post-colonial states and by international agencies.

Authoritarian government in these cases has a paternalistic rationale: its aim is to move towards its own eventual abolition. A rationale of a different kind rests on the point, noted earlier, that liberalism is substantially concerned to defend the work of government from the impact of partisan politics. The corporatisation and privatisation of state agencies might seem to reduce the threat of certain kinds of partisanship, but there will also be cases in which more direct measures seem to be required. These range from limitations on parliamentary and intra-party debate to the direct suppression of political opposition. In societies where paternalistic attitudes towards the bulk of the population are already well-entrenched, the supposed imperatives of economic reform have often provided governments and their international supporters with powerful liberal grounds for the restriction of political freedom.

moving on

The Foucaultian studies of government, and of liberal and neo-liberal government in particular, have made substantial contributions to our understanding of the significance of freedom, choice and empowerment in the government of contemporary Western populations. There are, nevertheless, important areas of politics, and indeed of government, which these studies have not addressed. This chapter has commented briefly on two of these B political partisanship and liberal authoritarianism B and suggested that they are central to the analysis of liberalism and of modern government more generally, both in the West and elsewhere. To insist on the importance of these areas, however, is not to raise an objection to the governmentality perspective. The point, rather, is to show that it has considerably more to offer our understanding of contemporary politics than it has yet been able to deliver.

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